FINA 450 Securities Industry Brokerage Preparation

This course is taught specifically for students who intend to pursue a career in the financial services industry and will likely need to understand the content of and/or pass the Securities Industry Essentials (SIE) Exam. Financial planners/consultants, advisors, stock brokers, insurance agents, trust officers and investment bankers are among those who are required to pass the Financial Industry Regulatory Authority (FINRA) SIE exam. Areas of focus include analysis of the securities markets, customer investment suitability, option strategies, investment products and proper account opening procedures.